Empowering Small to Medium FSPs with Robust Compliance Solutions

Your compliance function simplified and streamlined through a cloud-based, user-friendly compliance management solution at your fingertips

Our Services

Comprehensive Compliance Solutions tailored to your needs

Prime Solution Monitoring Program

Stay ahead of the curve with our Prime Solution Monitoring Program. We provide a robust regulatory governance framework designed in...

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Compliance Consulting

We provide consultation services in respect of all aspects relating to the rendering of retail financial services and investment or fund...

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CPD-accredited Compliance Training courses

We cover a broad spectrum of CPD-accredited training content ranging from FICA awareness and FICA specialized training, POPIA, Cyber...

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Who We Are

Client Reviews

Read what our clients say about us

Wealth Creed has been with Compliance Toolbox since the formation of our business five years ago and we couldn’t be happier with their service and support. They have made the navigation and management of compliance a breeze! Thank you Charmaine and Team.
Gugu Sidaki
CEO - Wealth Creed
The Compliance Toolbox along with its dedicated and responsive team has been an invaluable resource in our compliance efforts. Their user-friendly interface, comprehensive content, and customizable features have greatly streamlined our compliance processes, ensuring accuracy and efficiency. Regular updates and compliance alerts keep us well informed on regulatory changes thanks to the team's diligent efforts. The support we have received from their team has been exceptional - always ready to assist whenever we have had questions or needed guidance. I highly recommend The Compliance Toolbox and commend their outstanding team for their commitment to providing a top-notch compliance offering and delivering exceptional value.
Tebogo Segoe
Director - Worldwide Financial Solutions
Compliance Toolbox customer service is outstanding. Their compliance system is excellent and sends reminders whenever conduct assessments are due for completion. I value the compliance system as it simplifies tracking regulation of our internal policies and bolsters our company's reputation whilst ensuring regulatory compliance. We are very pleased to work with Charmaine as our compliance officer.
Thandi Nkambule
Internal Compliance Officer - Octomate Asset Management
With an ever-changing and challenging regulatory environment, our FSP can always rest assured of CTB’s guidance, assistance, diligence and care – doing the right things right (the first time)! We can confidently and proudly reassure our clients that our FSP is on top of things in adhering to external regulations and internal controls - thanks to CTB! This enables us to focus on our clients’ financial planning and wellbeing with confidence and care.
Martina de Jager
Executive Financial Adviser - Donovan Moll Financial Services

Expert-led Training Courses

Upgrade Your Compliance Skills

FICA Conduct & Awareness Training (Individual)

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FICA Conduct & Awareness Training (Group)

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Cyber Security Best Practice (Individual)

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The Latest Insights From CTB

Stay Updated With Industry Trends
Latest Announcements

Continuous Professional Development Deadline: 31 May 2024

May 10, 2024
Compliance Programme 2024
Assignments & Feedback

MAY Message: Monthly Review Assignment: 1 May 2024

April 30, 2024

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Your compliance questions, Answered