Empowering Small to Medium FSPs with Robust Compliance Solutions
Your compliance function simplified and streamlined through a cloud-based, user-friendly compliance management solution at your fingertips
Our Services
Comprehensive Compliance Solutions tailored to your needs
Prime Solution Monitoring Program
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Compliance Consulting
We provide consultation services in respect of all aspects relating to the rendering of retail financial services and investment or fund…
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License Application and Facilitation
Our extensive experience in License Category I & II application facilitation is backed by our 100% success rate….
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Who We Are
With 50+ years experience in Financial Services, we strive to continually raise the bar in Compliance Management through the use of technology and innovation.
Client Reviews
Read what our clients say about us
Wealth Creed has been with Compliance Toolbox since the formation of our business five years ago and we couldn’t be happier with their service and support. They have made the navigation and management of compliance a breeze! Thank you Charmaine and Team.
Gugu Sidaki
CEO – Wealth Creed
The Compliance Toolbox along with its dedicated and responsive team has been an invaluable resource in our compliance efforts. Their user-friendly interface, comprehensive content, and customizable features have greatly streamlined our compliance processes, ensuring accuracy and efficiency. Regular updates and compliance alerts keep us well informed on regulatory changes thanks to the team’s diligent efforts. The support we have received from their team has been exceptional – always ready to assist whenever we have had questions or needed guidance. I highly recommend The Compliance Toolbox and commend their outstanding team for their commitment to providing a top-notch compliance offering and delivering exceptional value.
Tebogo Segoe
Director – Worldwide Financial Solutions
Compliance Toolbox customer service is outstanding. Their compliance system is excellent and sends reminders whenever conduct assessments are due for completion. I value the compliance system as it simplifies tracking regulation of our internal policies and bolsters our company’s reputation whilst ensuring regulatory compliance. We are very pleased to work with Charmaine as our compliance officer.
Thandi Nkambule
Internal Compliance Officer – Octomate Asset Management
With an ever-changing and challenging regulatory environment, our FSP can always rest assured of CTB’s guidance, assistance, diligence and care – doing the right things right (the first time)! We can confidently and proudly reassure our clients that our FSP is on top of things in adhering to external regulations and internal controls – thanks to CTB! This enables us to focus on our clients’ financial planning and wellbeing with confidence and care.
Martina de Jager
Executive Financial Adviser – Donovan Moll Financial Services
Contact Us
Your compliance questions, Answered