AUGUST Message: Monthly Review Assignment: 1 August 2024

Please find our guidance communication for the August 2024 compliance theme and review assignment to be completed during the month of August 2024

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Click on the following link to download:

CTB AUGUST 2024 Guidance Notes

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‍The following drafts are available for your convenience:

‍1 FAIS Recruitment & Appointment of Representatives Policy Template 2024

‍2 Proposed outline for INDUCTION of Representatives Template 2024

‍3 FAIS Supervision Policy Template 2024

‍4 FAIS Debarment Policy & Procedure Template 2024

‍4.1 ANNEXURE A_Debarment_ Procedure Checklist Template 2024

‍4.2 ANNEXURE B_FAIS_Notification of Intention to Debar Template 2024

‍4.3 ANNEXURE C_FAIS_Notification of Decision to Debar Template 2024

‍4.4 ANNEXURE D_FAIS_Notification of Lack of Good Standing Template 2024

‍4.5 ANNEXURE E_FAIS_FSCA PART I & PART II Debarment Notification Form 2024

‍5 FAIS Statutory Training Policy Template 2024

‍6 FAIS CPD Policy Template 2024

‍7 FAIS Competence Recording & Monitoring System & Procedures Template 2024

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‍‍Our best as always,

The CTB Team

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