MARCH Message: Monthly Review Assignment: 01 March 2023

Monthly Policy Review Assignment for March 2023.Click on the following link to download CTB MARCH 2023 Guidance Notes ‍

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The following drafts are available for your convenience:

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‍1 Policy Adoption PROGRESS Tracker Template

‍2 Compliance Risk Management Framework

‍3 Compliance Policy draft

‍4 Draft Letter of Endorsement by CEO

‍5 Compliance Function ORGANOGRAM ROLES & RESPONSIBILITIES Template

‍6 Appointment of external CO oversight

‍7 Policy to Comply with licensing conditions

‍8 Complaints Management Framework (CMF)

‍9 Complaints Handling & Resolution Policy & Procedures

‍10 Customer Complaint Submission Process

‍11 COI_MANAGEMENT Policy draft

‍12 Conduct to avoid Conflicts of Interest

‍13 Monitoring & Evaluation Policy example 2023

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‍Our best as always,

The CTB Team